CJK Unit Workflow Decisions:

Prepared by Shi Deng

Last update: 10/12/2004

 

 

9/29/2004 Name headings with variant form(s)

Background: Adding cross-reference in an existed authority record or creating a local authority record for name headings with variant form(s) has been part of the Department authority verification procedures. At the Cataloging Committee meeting in September, a new authority verification model was proposed. If the proposal approved, we would lose data we add locally including these cross references. To prevent it happen, the CJK staff will do as following:

 

Decision: Do not add cross-reference in an existed authority record or create a local authority record when you find a name heading with variant form(s). Give to Nobuko or Shi the name headings along with the title you cataloged for NACO work.

 

 

3/16/2004 CJK Maps Cataloging

Background: We receive not many maps/atlas for cataloging, so it's not efficient for CJK staff to be trained on maps cataloging. So with the experiment of collaboration with Caroline Kidman on maps cataloging, we decide to continue this approach as described in the following.

 

Decision: CJK staffs pass copy record or new input to Caroline for adding or editing MARC fields related to Cartography, as well as subject headings as necessary, then Caroline gives them back to us to finish copy cataloging or new input. For copy cataloging, if the format is textual (fixed field: "Type: a") instead of cartography (fixed field: "Type: e"), give back the record to Caroline to change format locally after exporting record into INNOPAC.

 

 

3/16/2004 Chinese Cataloging

Background: Helen Zhang was hired as limited term staff from Sept. 03 to Feb. 04 after she worked for CJK as student assistant for 4 years. During her stay, she copy cataloged Chinese monographic textual materials, while Kyle was cataloging Chinese moving image materials (videos) from Oct. 03 to Feb. 04. Upon Helen's leaving, Chinese cataloging will be as following starting March, 04:

 

Decision:

Kyle:

·         Copy catalog Chinese monographic textual materials

·         Catalog Chinese music sound recordings

Shu:

·         Copy catalog and enhance Chinese serials

·         Finish serials cleanup project and microfilms/microfiche backlogs

·         Serve as backup for copy cataloging of Chinese monographic textual materials

Shi:

·         Be trained by Jim Soe Nyun on cataloging of moving image materials

·         Assign SA/CN to Chinese monographic textual materials

·         Original catalog Chinese materials

 

In addition, we will have Jinhong Qi from the Copy Cataloging and Searching Unit to help out Chinese copy cataloging from Apr.-Sept. 2004 for 50% of her work time. We will assess our need again at the end of this period. During this period, Jinhong continues to report to Roz.

 

 

3/16/2004 CJK Pre-Cataloging Process

Background: Questions have raised about a few changes made to pre-cataloging process of Chinese materials that should be apply to CJK as whole:

 

Decision:

Removable book cover: it has been treated as book jacket being removed by EV students. Now per Julie Page's instruction, we use double side tape to fix the cover. CJK students are trained to catch and fix it. If cataloger catches one not taped, pass to student to fix it.

 

Materials can not be tattle-taped: Please pass those materials to Satomi or Shi to consult with bibliographers on getting materials bind or putting on control circ (EA, SSHL, or IRPS)

 

 

10/2/2003 What to do when you see a 856 field in a bibliographic record

Background: Some records for Chinese printed materials have 856 42 Electron location/access field indicated related online resource.

e.g. 856 42 |u http://lib.hku.hk/hkspc/wto/index.html |z Click to start searching WTO collection (OCLC#52618205)

 

Decision: When you see 856 with first indicator 4 and second indicator 2, delete 856 from local record. No change should be made to the OCLC master record

 

When you see 856 with different value in first and second indicator, report to Shi

 

If you catalog electronic resources, follow the Department or CDL SCP procedures

 

 

10/2/2003 What to do when serials delivered to the CJK Unit

Background: Incident happened that two packages of serials were holding up in CJK waiting for invoice before sending to Dennis for receiving.

 

Decision: To avoid confusion in future, posting a notice in the receiving area was suggested on what to do when a package of serials delivered to CJK

 

Notice:

CJK Serials can be issues of subscription, issues of STOs (e.g. annual publications), and single issues of Back Periodical (BP) orders. In INNOPAC order records, RLOC and BLOC are coded “a”

 

Dennis Kelliher at IR/PS library is responsible for CJK serials receiving. However, CJK Unit will receive serials sent accidentally by vendors from time to time.

 

Here is the instruction to follow, when serials delivered to the CJK Unit:

 

·         When receiving package that has all serials, send to Dennis directly, don't hold it up waiting for its invoice.

·         When receiving an invoice of serials, send to Dennis directly, don't hold it up waiting for its package.

·         If a few serials titles/issues mix within monographic materials, finish receiving of monographic materials, then forward serials titles/issues along with the invoice.

 

Please report to Shi if the situation is not covered in this instruction.

 

 

8/6/2003 CJK Student Work Leader

Background: Shu has been Chinese student work leader in the past years. Student tasks have been extended to Japanese, Korean, and other projects in addition to Chinese acquisitions and pre-cataloging process. To better plan and manage student work and budget for the CJK unit as whole, and to help Shu with her heave workload of Acquisitions and Serials cataloging assignments.

 

Decision: Shi will replace Shu and be CJK student work leader. Thanks to Shu for her hard work and contribution as Chinese student work leader in the past 3 years.

 

 

6/18/2003 Outsourcing of acquisitions and cataloging of Korean language materials

Background: CJK is contracting with the Total Library Services for acquisitions and cataloging of Korean language materials. The contract starts July 2003 for one year with renewal. Nobuko managed outsourcing cataloging of Korean and Japanese language materials very successful in the past with OCLC TechPro.

 

Decision: Nobuko will be the manager to oversee Korean acquisitions and cataloging workflow with some student help.

 

 

6/18/2003 CJK cataloging priorities

Background: With increasing workload of digital/electronic resources and films, CJK bibliographers were consulted about cataloging priorities for CJK materials. Here is CJK bibliographers’ feedback:

 

Decision:

A.     Current purchases: High priority

Priority one: Serials

Priority two: Monographs

Priority one: Printed materials

Priority two: digital/electronic and other formats

Priority three: Films and other audio/visual materials

B.     Gifts and Exchanges: Low priority

The order of priority set above for (A) is applicable here.

 

 

10/10/2002 When and how to supply 880 parallel vernacular data for CJK Subject headings

Background: Inconsistently supplying 880 parallel vernacular data for Subject headings in Chinese language bibliographic records were found by reviewing automatic authority system report on 880 fields. CJK staff went over the LC SCM H182 along with some examples that need to be corrected.

 

Decision: CJK staffs are expected to follow LC Subject Cataloging Manual: Subject Headings, H182 Chinese/Japanese/Korean Subject Headings in RLIN to verify name headings (including Geographical names) used in the bib record and their 880 parallel vernacular data.

 

 

10/10/2002 Shelflisting: DLC call number conflict with the one(s) of member copy

Background: The practice of changing cutter number of DLC records was found that was against the Department local procedures and practice.

 

Decision: CJK staff are confirmed with the Department shelflisting procedures and do not change DLC call number when conflicts are found with other member copy that is on the public shelf. To solve the problem for cuttering on MEM conflicting with DLC, staffs are expected to:

·         IR/PS: send email to Dennis with title and bib number, existing call number and correction for the member copy on the shelf, Dennis will correct it both in Pactech and  relabelling the book

·         East Asia: Make printout of the bib and item records, highlight the existing call number in the item record, write suggested correction on the printout and sign your name, put in the CUL correction box at the DBM area. DBM staff or students will correct it both in Pactech and relabelling the book. 

 

If you do think that DLC made a mistake on class number, discuss it with Nobuko or Shi

 

 

1/10/2002 CJK Cataloger’s Production Standard

Background: A formulated production rate has been developed and used as a benchmark to evaluate catalogers’ production performance in the past several years (since 1996?) We have more and more various tasks/projects being added to catalogers' daily work. Many tasks/projects cannot be measured by this formulated standard. The formula (using point value) in this production standard is no long appropriated used as a measurement to reflex catalogers’ production comprehensively.

 

Decision: We stop using the formula (Point value) in this standard, but continue to use the standards for time/per title, numbers of books cataloged, plus other factors (projects, training, etc.) affecting our workload as our measurement to evaluate individual production performance (See attachment) We will work together to evaluate our current production standard and develop a new production standard in near future.

 

 

12/18/2001 Chinese cataloging after Pinyin

Decision: Chinese catalogers are required to follow LC cataloging guidelines for Chinese materials (http://www.loc.gov/catdir/pinyin) after Pinyin conversion.

 

Cataloging:

·         New Chinese Romanization Guidelines

http://www.loc.gov/catdir/pinyin/romcover.html

·         Pinyin Romanization Guidelines Clarification of Practices

http://www.loc.gov/catdir/pinyin/rom1.html

·         Pinyin parallel titles

http://www.loc.gov/catdir/pinyin/parallel.html

 

Classification:

·         Classification and Cuttering Chinese Material After Pinyin Conversion

http://www.loc.gov/catdir/pinyin/cutter.html

·         Initial Letters in Pinyin for Shelflisters

http://www.loc.gov/catdir/pinyin/letters1.html

 

 

11/29/2001 Student assignment requests

Background: Besides tasks for Chinese materials acquisitions and input Chinese vernacular data, tasks for Siku cataloging and Japanese materials tattle-taping are adding to the student workload. More tasks such as Pinyin conversion and ISBN copy search for Korean materials could add to student workload in near future.

 

Decision: To assist the student workleader, Shu coordinate and manage student workload smoothly, here are my suggestion for both staff and students to follow:

 

Staff:

·         Talk to Shi for possible new task adding to the student workload

·         Do not give task requests to any one of students directly without consulting with Shu

·         Put requests in writing on the student task log. Check students’ schedule before write deadline on the log if there is one.

·         Let Shu know if you have a rush request, so the priority could be set up and job could get done in a timely manner.

·         Shu should make arrangement for task assignment before taking leave or ask one of staff to take in charge while absent.

 

Students:

·         Look at both the log and schedule board for tasks assigned to you once sign in.

·         Check with Shu if you receive a task requested directly by staff and it’s not on your assignment.

·         Record time spent on each task on the student task log. Record quantity of the task you done if apply

·         Inform Shu as soon as you anticipate work schedule change, so tasks could be re-assigned to others without delay.

 

 

11/8/2001 Gift Statistics:

Background: It’s caught by Gayle Hughes’ attention that some gifts received directly from donors in CJK section were not recorded in the Acquisitions gift statistics in the past

Decision:

1.       CJK acquisitions personnel (Satomi & Shu) keep monthly gift logs for gifts received directly from donors following the Acquisitions procedures of Reporting gift statistics: http://tpot.ucsd.edu/Acquisitions/Gifts/branches.html [TBD]

2.       Shi collects monthly gift logs along with other statistics at the end of each month, and submits gift statistics to Christine Peters at the end of each quarter.

 

 

11/2/2001 Korean cataloging:

Background and current status: Books used to be outsourcing to OCLC. OCLC lost its Korean original cataloger, and we only receive Korean gifts from time to time. Nobuko initiated and started group experiment with Korean cataloging in October with 74 gift books we received. 72 titles were found on OCLC. The process is as the following:

 

Copy search:

·         By ISBN: Satomi (might shift to Chinese students), if not found:

·         Advance search: Nobuko

Cataloging:

·         MARC copy cataloging: Mika

·         Member copy cataloging: Nobuko

·         No copy: Nobuko romanizes, Satomi inputs and creates IP records in InnoPac

 

 

9/12/2001 Chinese cataloging:

Background: Books have been selectively taken from the shelf, and vacant space has been filled in with new comings mixed with earlier received books. It caused a problem that some earlier received books have not been processed in a timely manner.

 

Decision:

1.       Whenever loading books on truck to catalog, please take books at the beginning of the sign of "Start Here", and put the sign at the place you end loading

2.       Students should continuously shelf copy-searched books, do not mix with earlier shelving

3.       Copy cataloging is the top priority task. New input can be cataloged if the shelf is empty and/or no-copy books are received more than 6 months

 

 

8/23/2001 Added volume:

Background: Japanese group didn’t record added volume into Autostat, while Chinese group does.

 

Decision: From now on, all CJK catalogers will record added volume for Autostat in order to monitor cataloging workflow. Please note: only record added volumes that are coming in later after first volume(s) cataloged

 

 

8/16/2001 Japanese workflow:

Background: Starting 9/1/2001, Mika’s work time increasing from 58% to 75%, Satomi’s work time reduce from 75% to 50%. Satomi’s some workload need to adjust and re-assign to others.

 

Decision: Starting 9/1/2001

·         Satomi’s tasks starting:

o        Ordering/receiving

o        Corresponding with vendors/bibliographer

o        Keep Japanese Acquisitions statistics

o        Copy searching

o        Create IP item records for EA collections

o        Proofreading catalogers’ original new input, adding vernacular fields

o        MRC copy cataloging/Verification (Sharing with Mika)

o        Korean materials: receiving and authority verification

·         Delegation of Satomi’s other tasks:

o        Tattle tape newly received books è CJK students

o        Added volumes cataloging è Mika

o        New input from various edition, adding vernacular fields è Mika, Nobuko

o        MRC copy cataloging/Verification è Mika (Sharing with Satomi)

o        Korean materials: send to OCLC TechPro è CJK students